Services We Provide: Consulting, Analysis, Advice
IMPORTANT DISCLOSURE: This website and information are provided for guidance and information purposes only. This website and information are not
intended to provide investment, insurance, tax, or legal advice. To better clarify potential conflicts of interest that may exist between the Firm, the Investment
Advisor, and you, Form ADV, Part 2, commonly referred to as the "brochure," explains to a client or potential client an investment adviser's qualifications,
investment strategies, and business practices. Under the amendments adopted on July 21, 2010 by the U. S. Securities and Exchange Commission (the "SEC")
investment advisers are required to prepare a narrative, "plain-English," brochure, presented in a consistent, uniform manner that will make it easier for clients to
compare different investment advisers' disclosures. RIAs are required to fill out a form ADV at least annually, and are required to update their ADV information
whenever they experience a substantive change in their firm. This form is available on the website for download (Services).
intended to provide investment, insurance, tax, or legal advice. To better clarify potential conflicts of interest that may exist between the Firm, the Investment
Advisor, and you, Form ADV, Part 2, commonly referred to as the "brochure," explains to a client or potential client an investment adviser's qualifications,
investment strategies, and business practices. Under the amendments adopted on July 21, 2010 by the U. S. Securities and Exchange Commission (the "SEC")
investment advisers are required to prepare a narrative, "plain-English," brochure, presented in a consistent, uniform manner that will make it easier for clients to
compare different investment advisers' disclosures. RIAs are required to fill out a form ADV at least annually, and are required to update their ADV information
whenever they experience a substantive change in their firm. This form is available on the website for download (Services).
Understanding the details of your total financial situation, including both short-
and long-term goals, to achieve results for today and in the future
and long-term goals, to achieve results for today and in the future
Creating and managing a diversified, appropriate investment portfolio from the
broadest set of product choices, unbiased by the source or structure of the
investment product
broadest set of product choices, unbiased by the source or structure of the
investment product
Collaborating with other trusted advisors on decisions that affect your overall
wealth management plan, including estate plans and trusts, insurance, real
estate, legacy and charitable giving, limited partnerships, and more
wealth management plan, including estate plans and trusts, insurance, real
estate, legacy and charitable giving, limited partnerships, and more
Services
 |
| |
 |
| |
 |
| |
 |
Responsibilities Of The Investment Advisor
Assist in the development of an asset allocation strategy that meets the risk/reward
requirements of the participants and beneficiaries.
requirements of the participants and beneficiaries.
Prepare written Investment Policy Statements (IPS), and assist in the
documentation of all investment decisions.
documentation of all investment decisions.
Assist in the selection of “prudent experts” (money managers) who, in turn, are
charged with making investment decisions that are consistent with the IPS.
charged with making investment decisions that are consistent with the IPS.
Assist in the control of investment expenses, including helping to negotiate
money manager and custodian fees, and to insure that brokerage is transacted at
‘best execution.” When soft dollars or commission recapture is deemed
appropriate, insuring that the program is properly executed.
money manager and custodian fees, and to insure that brokerage is transacted at
‘best execution.” When soft dollars or commission recapture is deemed
appropriate, insuring that the program is properly executed.
Educate board members and trustees of their fiduciary responsibilities and the
fundamentals of investment management.
fundamentals of investment management.
Monitor the activities of hired money managers and service vendors.
Assist fiduciaries and trustees in avoiding conflicts of interest.
Providing periodic and consistent monitoring and review of progress towards
achieving your goals
achieving your goals
Communicating with you on both a scheduled and as needed basis to review
progress and synchronize your plan with new information
progress and synchronize your plan with new information
ADV 2A Brochure -- Adobe Acrobat document (439 KB)
PACRIM ADVISORY SERVICES 2A 2012 annual ammendment.pdf
PACRIM ADVISORY SERVICES 2A 2012 annual ammendment.pdf
The RIA" Difference" (Chinese Version)